Reporting to the Senior Commodities and Global Markets Business Compliance officer in Singapore, you will cover equity related business activities in Asia and provide compliance and regulatory coverage on entity-specific requirements in Singapore. Your responsibilities will include business compliance advisory coverage, review of new products and transaction approvals, development and maintenance of compliance plans, policies, procedures, and monitoring processes, ongoing assessment of business risks and control effectiveness, and monitoring, reporting, and escalation of compliance issues.
You will also assist with regulatory interactions relating to Commodities and Global Markets business activities, including managing regulatory changes and inquiries, and horizon scanning of regulatory trends and developments, as well as deliver regional and global compliance priorities. In addition, you will be involved in various regional and global compliance objectives and projects impacting our group.
Reporting to the Senior Commodities and Global Markets Business Compliance officer in Singapore, you will cover equity related business activities in Asia and provide compliance and regulatory coverage on entity-specific requirements in Singapore. Your responsibilities will include business compliance advisory coverage, review of new products and transaction approvals, development and maintenance of compliance plans, policies, procedures, and monitoring processes, ongoing assessment of business risks and control effectiveness, and monitoring, reporting, and escalation of compliance issues.
You will also assist with regulatory interactions relating to Commodities and Global Markets business activities, including managing regulatory changes and inquiries, and horizon scanning of regulatory trends and developments, as well as deliver regional and global compliance priorities. In addition, you will be involved in various regional and global compliance objectives and projects impacting our group.
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