Risk & Compliance - Broker

Job Description

Requirements

Independently conduct end-to-end reviews of compliance risks across business processes, policies, and operational practices, and map gaps against applicable regulations

• Deliver clear, actionable recommendations to management, monitor their follow-up through completion, and report compliance status regularly
• Represent company in examinations and audits, coordinate internal units, and ensure findings are resolved within agreed deadlines
• Prepare accurate and timely periodic and incidental reports to regulators

Provide compliance views on new products, services, partnerships, and initiatives from the early planning stage, assess regulatory risks, and recommend mitigation

• Ensure licensing and regulatory requirements are met before launch
• Bachelor's degree in Law, Management, Accounting, Economics, Actuarial Science, or a related field

Minimum 4 years of experience in compliance, risk management, or audit in financial services, preferably in insurance, insurance brokerage, or other OJK-regulated institutions; experience handling OJK examinations is a strong advantage

Solid understanding of insurance and insurance broker regulations, OJK requirements, and related rules such as consumer protection, AML/CFT, and personal data protection

• Strong analytical, risk assessment, and decision-making skills, with the ability to work independently and take full ownership of results
• Excellent communication skills, including the ability to engage with regulators and senior management
• High integrity, attention to detail, and the ability to maintain confidentiality